U.S. Legal professional Damian Williams, Assistant U.S. Legal professional Danielle Sassoon, AUSA Nicholas Roos and the remainder of the prosecutors who ran the case in opposition to Sam Bankman-Fried – Clearly this group wants no introduction; simply final month, they secured a conviction on seven totally different counts of fraud and conspiracy in opposition to FTX’s Sam Bankman-Fried. Throughout a press convention hours after the jury returned its verdict, Williams warned that his staff would proceed to go after any wrongdoing they discovered.
FTX founder Sam Bankman-Fried – Whereas Bankman-Fried himself hasn’t seen a lot in a crypto regulatory sense this 12 months, the aftermath of his firms’ collapse nonetheless looms massive over the broader trade and the way each regulators and lawmakers have interaction with the sector.
New York Division of Monetary Companies Superintendent Adrienne Harris – NYDFS has been an influential overseer for crypto firms in New York for years, however Harris continues to construct out guidelines for the house.
New York Legal professional Normal Letitia James – The NYAG’s workplace has been on the trade’s radar since saying its inquiry into Tether and Bitfinex, but it surely’s introduced much more fits this 12 months that trace at how James’ workplace could be wanting on the house extra broadly. Particularly, its fits in opposition to Kucoin, Gemini and Digital Foreign money Group level to an effort to widen the NYAG’s authority and oversight over crypto.
State regulators, together with Joe Rotunda, Amanda Senn, Tung Chan, Clothilde Hewlett and plenty of, many extra – Whereas federal regulators get a lot of the consideration, state regulators have been very lively the previous few years, together with this 12 months, bringing actions in opposition to firms like Coinbase.
Ripple Normal Counsel Stuart Alderoty – Whereas Ripple CEO Brad Garlinghouse was on CD’s official checklist, I believe it is value noting the authorized thoughts at Ripple who bought the corporate to July’s ruling.
Grayscale Normal Counsel Craig Salm and outdoors counsel Donald Verrilli Jr. – Ditto the Grayscale staff, which efficiently argued that an SEC rejection of its bitcoin exchange-traded fund conversion utility was “arbitrary.”
Commodity Futures Buying and selling Fee Chair Rostin Behnam and Commissioners Kristin Johnson, Caroline Pham, Christy Goldsmith-Romero and Summer season Mersinger – The CFTC would not get tagged as a regulator bringing quite a lot of enforcement actions, but it surely type of has, profitable – for instance – final 12 months’s Ooki DAO case.
Securities and Trade Fee Commissioners Hester Peirce, Mark Uyeda, Caroline Crenshaw and Jaime Lizárraga – It is also value remembering that whereas SEC employees can put collectively an enforcement motion, a majority of commissioners must agree earlier than it really will get filed.
CFTC and SEC employees – behind the scenes, these are the oldsters who do quite a lot of the work on enforcement actions, rulemaking, and so forth.
